Director and Financial Adviser

John Broom

Qualifications

The Certified Financial Planner (CFP) accreditation is recognised globally as the gold standard for financial planning professionals. It is awarded by the Chartered Institute for Securities and Investment (CISI) and is only granted where the holder can demonstrate they meet rigorous international competency, ethical and professional practice standards.
Important information
Qualifications

Qualifications

  • DipPFS (Diploma in Financial Planning)

    This level 4 diploma meets the FCA’s qualification requirements for retail investment advisers, demonstrating core technical knowledge and financial planning capabilities across six core areas.

  • FPC (Financial Planning Certificate)

    A recognition offered by the Chartered Insurance Institute in the United Kingdom. Individuals who hold this qualification have satisfied coursework and testing requirements set by the organisation.

  • CertCII (Life and Pensions) Certificate in Financial Planning (Life & Pensions route)

    The life and pensions route builds knowledge and understanding of the sector’s role and its activities. It considers important customer needs, solutions and products, and how individuals and organisations work within the regulatory and legislative environment.

  • AF7 (Pension Transfers)

    The qualification develops the specialist knowledge and skills needed for advising on the transfer of safeguarded benefits.

  • J04 (Pension Funding Options)

    At the end of this unit, candidates should be able to demonstrate an understanding of the: main tax and legal frameworks that govern the accumulation phase of building up retirement benefits under registered pension schemes; features of defined contribution and defined benefit pensions; choices faced by early leavers and use of transfer value analysis; State retirement benefits available, including the risks and suitability of contracting out of the State Second Pension.

  • J05 (Pension Income Options)

    At the end of this unit, candidates should be able to demonstrate an understanding of the: process of decumulating pension funds and the main issues for clients and advisers; main choices facing members of pensions schemes during decumulation; features, risks and tax treatment of the secured pension option; features, risks and tax treatment of the unsecured pension option; features, risks and tax treatment of phased retirement; features, risks and tax treatment of the alternatively secured pension option.

  • R01 (Financial Services, Regulation and Ethics)

    This qualification assesses a knowledge and understanding of the financial services industry, including regulation, legislation and the Code of Ethics

  • R06 (Financial Planning Practice)

    This qualification helps advisers develop and demonstrate their financial planning capabilities.

  • FP1 (Financial Services and their Regulation)

    Assesses an understanding of the financial services industry, including regulation and legislation.

  • FP2 (Protection, Savings and Investment)

    Assesses an understanding of protection, savings and investment products.
FCA Register
Statement of Professional Standing

On the job

John has provided tailored financial advice at Broom Consultants for more than 30 years. As an experienced independent financial adviser, he supports clients with a wide range of needs, including pensions, investments, trusts, estate planning, mortgages, and navigating tax complexities.

Backed by the team, John ensures his clients benefit from a comprehensive, collaborative approach. This blend of his knowledge and the team’s resources allows him to offer market-leading advice and creative solutions, helping clients achieve their financial goals.

Life beyond work

John has a few passions that keep him balanced and energised. An avid golfer, he enjoys the challenge and relaxation of the game. He loves travelling to explore new places and cultures and is a keen sports spectator, drawn to the camaraderie and excitement. He also appreciates a good beer, whether unwinding after a long day or socialising with loved ones.

Things John likes

Going to the theatre

Reading a variety of fiction

Cooking spicy foods

Things John dislikes

Politicians' inability to answer a question

Our Team

The team you can count on

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Receptionist

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Receptionist

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

Resources

The latest insights and updates

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10 Apr 2025

Financial protection: How it could help you bridge an income gap

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10 Apr 2025

4 reasons to remain calm amid market volatility and uncertainty

Geopolitical tensions have led to a bumpy start to 2025 for investors. If you’re worried about volatility and... Read more

Broom Consultants
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