Compliance Administrator

Philip Holdstock

Important information
Qualifications

Qualifications

  • FPC (Financial Planning Certificate)

    A recognition offered by the Chartered Insurance Institute in the United Kingdom. Individuals who hold this qualification have satisfied coursework and testing requirements set by the organisation.

  • FP1 (Financial Services and their Regulation)

    Assesses an understanding of the financial services industry, including regulation and legislation.

  • FP2 (Protection, Savings and Investment)

    Assesses an understanding of protection, savings and investment products.

  • FP3 (Identifying and Satisfying Client Needs)

    Assesses an understanding of conducting a fact-find, assessing the client’s needs, and recommending specific (appropriate) financial products to meet those needs.

  • CeMAP (Certificate in Mortgage Advice and Practice)

    The industry benchmark qualification for mortgage advisers, recognised as a mark of excellence and professionalism. Individuals attain the required understanding of mortgage policy and practice and how to effectively apply this when advising a customer.
Fun fact about Philip

Philip got married in Las Vegas and Elvis was in the building.

On the job

With more than 35 years of experience in the financial services profession, Philip plays a crucial role in ensuring we stay compliant with all rules and regulations.

Life beyond work

Philip has been happily married for 10 years. He loves to travel and explore new places. In his spare time, he enjoys blasting his favourite music at high volumes.

Things Philip likes

Electronic music

James Elroy

Japanese selvedge

Hawaii

Sergio Leone

Things Philip dislikes

Dr Pimple Popper

Boy bands

Ticketmaster

Strictly Come Dancing

Our Team

The team you can count on

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Administrator

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Administrator

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

Resources

The latest insights and updates

Read more blogs

15 May 2025

The compounding effect: How it could boost or harm your finances

When a 1920s ad referred to compound interest as “the eighth wonder of the world”, the quote was... Read more

12 May 2025

Key financial planning challenges couples face and how we could solve them

Creating a financial plan can seem complicated, especially if you need to take into account your partner’s views,... Read more

12 May 2025

Why tariffs and a trade war could mean your mortgage interest rate rises

As inflation stabilised following a period of prices rising more rapidly than usual, there were expectations that the... Read more

12 May 2025

Why investor fear and anxiety play a role in market volatility

2025 has already been eventful for investors. Many factors are influencing market volatility, and one cause you might... Read more

12 May 2025

Financial protection: The key options that could protect your lifestyle and family

Financial protection could provide you with a cash boost when you need it most, and there’s more than... Read more

Broom Consultants
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