Financial Adviser

Tommy Allen

Qualifications

The Certified Financial Planner (CFP) accreditation is recognised globally as the gold standard for financial planning professionals. It is awarded by the Chartered Institute for Securities and Investment (CISI) and is only granted where the holder can demonstrate they meet rigorous international competency, ethical and professional practice standards.
Important information
Qualifications

Qualifications

  • Diploma in Regulated Financial Planning

    This meets the FCA's qualification requirements for retail investment advisers and helps candidates to develop core technical knowledge and financial planning capabilities.

  • CertCII (Life and Pensions) Certificate in Financial Planning (Life & Pensions route)

    The life and pensions route builds knowledge and understanding of the sector’s role and its activities. It considers important customer needs, solutions and products, and how individuals and organisations work within the regulatory and legislative environment.

  • Award in Financial Administration

    This RQF Level 3 award provides the essential knowledge and skills needed by those working in administrative and operational life or pensions roles. The Award offers the choice between life or pensions administration, each satisfying the FCA qualification requirements for overseers of certain administrative life and pensions functions.
FCA Register
Statement of Professional Standing
Fun fact about Tommy

Tommy used to perform standup comedy for a few years when he was living in Brighton.

On the job

Tommy specialises in providing holistic, bespoke financial solutions tailored to the short-, medium-, and long-term needs of a diverse range of clients. His expertise spans personal finances, corporate planning, and advising trustees, catering to clients with varying levels of wealth.

Life beyond work

Tommy is happily married with a beautiful two-year-old daughter who keeps him busy and takes up 99% of his free time. When he does find the occasional moment to himself, he is a passionate Arsenal supporter, attending games whenever possible. A lifelong fan of rock and roll and metal, Tommy enjoys attending concerts, with recent highlights including Iron Maiden, AC/DC, and Rammstein.

Things Tommy likes

Days out with his daughter

Seeing different parts of the world

Movies

Structured routines

Dogs

Things Tommy dislikes

People who are always late

Rudeness

Our Team

The team you can count on

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Receptionist

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

John Broom

Director and Financial Adviser

Leanne Greenfield

HR Manager and Director

Darren Henry

Chief Financial Officer and Board Director

Andy Johnson

Financial Adviser and Board Director

Elaine Crispin

Receptionist

Melanie Graves

Compliance Manager

Philip Holdstock

Compliance Administrator

Rachel Sargeant

Paraplanner

Resources

The latest insights and updates

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10 Apr 2025

4 reasons to remain calm amid market volatility and uncertainty

Geopolitical tensions have led to a bumpy start to 2025 for investors. If you’re worried about volatility and... Read more

Broom Consultants
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